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The Securities and Exchange Commission is commonly referred to as the SEC. ... The SEC requires public companies to disclose meaningful financial information to the public in order to keep them informed when buying securities (www.sec. ...
The SEC also has other jobs. ... The SEC handles about 500 civil enforcement actions against individuals and companies that break the securities laws each year. ... sec. ... sec. ...
The SEC is made up of five Commissioners who are appointed by the President. ... The SEC’s top executive, the Chairman, is also appointed from the Commissioners by the President. ... sec. ...
The SEC has many divisions. ... sec. ...
There are even more offices that make up part of the SEC but these are the most relevant:
1. ... Office of Compliance Inspections and Examinations where they administer the SEC nationwide examination and inspection for registered regulatory organizations, broker dealer, etc. ... Office of the Comptroller is where financial management and budget functions of the SEC are handled. ... Office of Economic Analysis is where the Commission is advised of the economic issues associated with the SEC’s regulatory and policy activities. ... Office of the Executive Director is where they develop and execute the policies of the SEC.
Approximate Word count = 902
Approximate Pages = 3.6
(250 words per page double spaced)
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